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TMU MBBS 1st Year · Semester 2
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Chapter 5 · Organic Chemistry

Aldehydes & Ketones

The carbonyl group is one of the most reactive sites in organic chemistry — and one of the most medically relevant. From acetaldehyde in ethanol toxicity to ketone bodies in diabetes, from formaldehyde in tissue fixation to glucose detection in the lab, this chapter is pure clinical organic chemistry.

Carbonyl structure IUPAC naming Tollens' / Fehling's / Benedict's NaBH₄ reduction Acetal formation Aldol condensation Iodoform test
5.1

The Carbonyl Group — Structure & Reactivity

Think about a carpenter nailing two boards together. One nail holds them, but you could still pull them apart if you tried. Now imagine one board has a magnet built into the wood and the nail is partially charged — one end positive, one end negative. That is essentially the carbonyl group: a carbon–oxygen double bond (C=O) where the electrons are not shared equally. Oxygen, far more electronegative, pulls the shared electrons toward itself, leaving the carbon with a partial positive charge (δ+) and the oxygen with a partial negative charge (δ–).

The geometry matters for understanding reactivity. The carbonyl carbon is sp²-hybridised, meaning it sits at the centre of a flat, trigonal-planar arrangement with bond angles of about 120°. This flat geometry means there is no steric "roof" blocking the carbonyl from above and below — it is wide open for attack. The π bond (the second bond in C=O) sits above and below this flat plane and is relatively easy to break, because π bonds are weaker than σ bonds. These two facts together — the partial positive charge on carbon, and the exposed π system — explain why the carbonyl group is such a reactive electrophile.

Aldehydes (RCHO) have a hydrogen atom attached to the carbonyl carbon. Ketones (RCOR') have two carbon groups. This difference is not cosmetic. The hydrogen in an aldehyde is smaller and less electron-donating than an alkyl group, so the carbonyl carbon of an aldehyde remains more δ+ and more accessible — making aldehydes more reactive than ketones in nearly every nucleophilic addition reaction.

Clinical — Carbonyl Groups in Medicine
Formaldehyde (HCHO) is the simplest aldehyde. Formalin (37% aqueous formaldehyde) is used to fix and preserve tissue in histology — it cross-links amino groups of proteins, halting decay and locking cells in place. Acetaldehyde (CH₃CHO) is the first metabolite when the liver oxidises ethanol; it is responsible for the flushing, nausea, and headache of alcohol hangover and Asian flush syndrome. Acetone (CH₃COCH₃) and the ketone bodies accumulate in the blood in diabetic ketoacidosis — the fruity smell on a DKA patient's breath is literally acetone being exhaled.
Structure Summary
Aldehyde: R–C(=O)–H  |  carbonyl carbon at chain end, always in position 1
Ketone: R–C(=O)–R′  |  carbonyl carbon internal, flanked by two carbon groups
Carbonyl carbon: sp², trigonal planar, 120° bond angles, δ+ charge
Reactivity order: HCHO > RCHO > R₂CO (steric + electronic combined)
Carbonyl Group: Aldehyde vs Ketone Aldehyde (RCHO) R–C(=O)–H δ+ on C  |  δ− on O Small H at C-1 → less steric bulk ✓ More reactive (Nu attack) > Ketone (RCOR') R–C(=O)–R' δ+ on C  |  δ− on O R' donates e⁻ → less δ+ on C ✗ Less reactive (steric + electronic)
Both groups share the sp² carbonyl carbon (δ+, open to nucleophilic attack). Aldehydes are more reactive because hydrogen at C-1 is smaller and less electron-donating than an alkyl group.
Test yourself — 5.1
• Why is the carbonyl carbon electrophilic? → Oxygen is more electronegative; it pulls electron density away from carbon, leaving a δ+ charge.
• Why are aldehydes more reactive than ketones? → Aldehydes have one H (smaller) and one R group; ketones have two R groups which are larger and more electron-donating, reducing δ+ on carbon and sterically blocking attack.
• What hybridisation is the carbonyl carbon? → sp² — flat, trigonal planar, 120° angles.
• Name the clinical aldehyde used in histology tissue fixation. → Formaldehyde (as 37% formalin solution).
• Which metabolite links ethanol to hangover and Asian flush? → Acetaldehyde (CH₃CHO), from oxidation by alcohol dehydrogenase.
5.2

IUPAC Nomenclature

Naming aldehydes and ketones follows the same logic as all IUPAC naming: find the longest chain that includes the functional group, number it to give the functional group the lowest possible number, then name the substituents. The key difference between the two classes is the ending and the numbering rule.

For aldehydes, replace the terminal “-e” of the alkane name with -al. Because the aldehyde group is always at the end of the chain (by definition — the C=O is attached to H, so it must be terminal), the aldehyde carbon is always C-1. You never need to write the number. A five-carbon chain with an aldehyde at C-1 is pentanal. A four-carbon chain is butanal. Common names you must know: methanal = formaldehyde, ethanal = acetaldehyde, propanal = propionaldehyde.

For ketones, replace “-e” with -one. Now you do need a number, because the carbonyl can be at different positions along the chain. Always number from the end that gives the carbonyl the lower locant. A six-carbon ketone with C=O at C-3 is hexan-3-one. Common names: propanone = acetone, butanone = methyl ethyl ketone (MEK). The “-one” suffix also appears in many drug names (testosterone, cortisone, progesterone) — all are ketone-containing steroids.

Naming Rules at a Glance
ClassSuffixC=O positionLocant needed?Example
Aldehyde-alAlways C-1 (end)Nobutanal (C₄)
Ketone-oneInternalYes (lowest)pentan-2-one
Common names to memorise: HCHO = formaldehyde; CH₃CHO = acetaldehyde; (CH₃)₂C=O = acetone; CH₃COC₂H₅ = methyl ethyl ketone
Worked Examples
CH₃CH₂CH₂CHO → butanal (4 carbons, aldehyde at C-1)
CH₃COCH₂CH₂CH₃ → pentan-2-one (number from left, C=O at C-2)
CH₃CH₂COCH₂CH₃ → pentan-3-one (symmetric; C=O at C-3 either way)
(CH₃)₂CHCHO → 2-methylpropanal (branch on C-2 of propanal)
Test yourself — 5.2
• What suffix denotes an aldehyde in IUPAC? → -al (e.g., butanal, pentanal)
• What suffix denotes a ketone? → -one (e.g., propanone, pentan-2-one)
• Why do aldehydes never need a position number? → The carbonyl is always C-1 by definition — it is a terminal group.
• Give the IUPAC name for acetone. → Propanone (3 carbons, ketone = propan-2-one, but since C-2 is the only option, just propanone).
• Name CH₃CH₂COCH₃. → Butan-2-one (or butanone).
5.3

Physical Properties

The carbonyl group is polar, but it cannot donate a hydrogen bond (no O–H or N–H bond on the molecule itself). This places aldehydes and ketones between two extremes: they cannot hydrogen-bond to themselves the way alcohols do, but they can accept hydrogen bonds from water. The result is a compound that has higher boiling points than comparable alkanes (because of dipole–dipole interactions between the polar C=O groups), but lower boiling points than comparable alcohols (no H-bond donors).

Small aldehydes and ketones (up to about C-4) are fully miscible with water, because the C=O can act as a hydrogen-bond acceptor with water molecules. Acetone is one of the most important lab solvents precisely because it is polar enough to dissolve many organic compounds while also mixing with water. Beyond C-6 or so, the non-polar hydrocarbon chain dominates and water solubility drops sharply.

BP Comparison (same carbon number)
Alkane < Aldehyde/Ketone < Alcohol
e.g., butane (bp –1°C) < butanal (bp 75°C) < 1-butanol (bp 118°C)
Reason: alkane = no dipole (weak van der Waals only); aldehyde/ketone = dipole–dipole; alcohol = H-bonding (strongest)
Test yourself — 5.3
• Can aldehydes/ketones act as hydrogen-bond donors? → No — they have no O–H or N–H bond. They are H-bond acceptors only.
• Order by increasing boiling point: pentane, pentan-2-one, pentan-1-ol. → Pentane < pentan-2-one < pentan-1-ol.
• Why is acetone miscible with water? → The C=O oxygen accepts H-bonds from water molecules; molecule is small enough that the non-polar chain doesn't dominate.
5.4

Nucleophilic Addition — The Master Mechanism

Almost every reaction of aldehydes and ketones involves the same fundamental event: a nucleophile attacks the electrophilic carbonyl carbon. Picture a moth flying toward a lamp — the negatively charged (or electron-rich) nucleophile is attracted to the partial positive charge on the carbonyl carbon. When it attacks, the π bond breaks. The electrons from the C=O π bond move to the oxygen, giving it a full negative charge (an alkoxide). An acid step then protonates the oxygen, and the product is an alcohol with the nucleophile now attached to what was the carbonyl carbon.

This mechanism — nucleophilic addition — is fundamentally different from electrophilic addition (which alkenes undergo). In nucleophilic addition, the nucleophile strikes first. The flat, trigonal geometry of the carbonyl makes the carbon accessible from above and below, which is why these reactions work well. This same mechanism explains hydride reduction, acetal formation, hemiacetal formation, and cyanohydrin synthesis.

General Nucleophilic Addition Mechanism
Step 1: Nu⁻ attacks the δ+ carbonyl carbon from above or below the plane.
Step 2: The C=O π bond breaks; electrons move to oxygen → alkoxide intermediate (R–C(O⁻)(Nu)–).
Step 3: Protonation of the alkoxide by water or acid → alcohol product.

Aldehydes react faster than ketones because: (1) less steric hindrance around the carbonyl carbon, (2) the single R group is less electron-donating than two R groups, so δ+ on C is greater.
Test yourself — 5.4
• What type of mechanism do aldehydes/ketones undergo? → Nucleophilic addition.
• Which part of the carbonyl is attacked by the nucleophile? → The carbonyl carbon (δ+ electrophile).
• What intermediate forms after nucleophile attacks? → An alkoxide ion (negatively charged oxygen).
• Why do aldehydes react faster than ketones? → Less steric hindrance + greater δ+ on carbon (one R group vs two).
5.5

Reduction with NaBH₄ and LiAlH₄

Reduction of a carbonyl is simply adding hydrogen across the C=O. The nucleophile here is a hydride ion (H⁻), delivered by a reducing agent. Think of it as using a "hydrogen donor" to convert the C=O into a C–OH. Two reducing agents are used, and choosing between them matters clinically and practically.

Sodium borohydride (NaBH₄) is a mild, selective reagent. It reduces aldehydes and ketones to their corresponding alcohols but does NOT reduce less-reactive groups like carboxylic acids, esters, or amides. It can be used in water or alcohol solvents. In the lab and in pharmaceutical synthesis, NaBH₄ is the go-to for selectively reducing a ketone in a complex molecule without touching other functional groups.

Lithium aluminium hydride (LiAlH₄) is a powerful reducing agent — it reduces almost everything, including carboxylic acids, esters, and amides. It reacts violently with water and must be used in dry ether. LiAlH₄ is used when you need to reduce stubborn functional groups, but its lack of selectivity is a disadvantage in multistep synthesis.

Reduction Products
Aldehyde + NaBH₄ or LiAlH₄ → Primary alcohol (1°)
RCHO → RCH₂OH

Ketone + NaBH₄ or LiAlH₄ → Secondary alcohol (2°)
RCOR′ → RCHOHR′

Memory hook: aldehyde → primary; ketone → secondary. One R group gave 1°; two R groups give 2°.
Clinical Link — Enzymatic Reduction in the Body
The body performs its own carbonyl reductions using NADH and NADPH as the biological hydride donors. Alcohol dehydrogenase reduces acetaldehyde back to ethanol (reverse direction) or oxidises ethanol to acetaldehyde. Ketone reductases reduce cortisone (a ketone) to cortisol (an alcohol at C-11). The same nucleophilic-addition logic applies — a hydride from the cofactor attacks the carbonyl carbon.
Comparison: NaBH₄ vs LiAlH₄
NaBH₄LiAlH₄
StrengthMildStrong
SolventWater, alcohols OKDry ether only
Reduces aldehydes/ketones?YesYes
Reduces COOH, esters, amides?NoYes
SelectivityHighLow
Test yourself — 5.5
• What product forms when an aldehyde is reduced by NaBH₄? → Primary alcohol (1°).
• What product forms when a ketone is reduced? → Secondary alcohol (2°).
• Which reagent is safe to use in water? → NaBH₄.
• Which reagent also reduces carboxylic acids? → LiAlH₄.
• Biological hydride donors that reduce carbonyls in vivo? → NADH and NADPH.
5.6

Oxidation Tests — Tollens', Fehling's, Benedict's

Here is a question every TMU examiner asks: how do you tell an aldehyde from a ketone? The answer is oxidation. Aldehydes are easily oxidised; ketones resist mild oxidants. This difference in oxidation behaviour forms the basis of three classic tests — Tollens', Fehling's, and Benedict's — all of which give a positive result with aldehydes (and some sugars) and a negative result with ketones.

The logic is straightforward: in an aldehyde, the carbonyl carbon (C=O) already has one hydrogen attached. Oxidation removes that hydrogen and adds an oxygen, converting –CHO into –COOH. In a ketone, there is no such hydrogen on the carbonyl carbon — both substituents are carbon groups — so mild oxidants cannot attack. The ketone just sits there unchanged.

Tollens' test: Silver-ammonia complex [Ag(NH₃)₂]⁺ in alkaline solution is used. When an aldehyde is present, it reduces Ag⁺ to metallic silver (Ag⁰), which deposits as a bright mirror on the inner wall of a clean test tube. The aldehyde is oxidised to a carboxylate. Ketones do not reduce Ag⁺ — no mirror forms.

Fehling's test uses an alkaline solution of copper(II) ions complexed with tartrate (deep blue solution). Aldehydes reduce Cu²⁺ to Cu⁺, which precipitates as brick-red Cu₂O. Ketones give no precipitate (solution remains blue). Benedict's reagent works identically (Cu²⁺ complexed with citrate); it is the version used clinically to test urine for glucose (an aldehyde sugar). A colour change from blue → green → yellow → orange → red indicates increasing glucose concentration.

Oxidation Test Summary
TestReagent+ve result (aldehyde)Ketone result
Tollens'[Ag(NH₃)₂]⁺ (alkaline)Silver mirror on tube wallNo mirror
Fehling'sCu²⁺/tartrate (deep blue)Brick-red Cu₂O precipitateStays blue
Benedict'sCu²⁺/citrate (deep blue)Red/orange Cu₂O precipitateStays blue
Equation (Tollens'): RCHO + 2[Ag(NH₃)₂]⁺ + 2OH⁻ → RCOO⁻ + 2Ag↓ + 4NH₃ + H₂O
Equation (Fehling's/Benedict's): RCHO + 2Cu²⁺ + 4OH⁻ → RCOO⁻ + Cu₂O↓ + 2H₂O + H⁺
Clinical — Benedict's Test for Urine Glucose
Before glucometers, urine glucose was measured with Benedict's reagent. Glucose (an aldehyde at C-1 in its open-chain form) reduces Cu²⁺ to Cu₂O. The colour range: blue (negative) → green (trace) → yellow (1+) → orange (2+) → brick-red (3+, heavy glycosuria). Fructose (a ketone) does NOT give a positive Benedict's in the traditional sense — but in alkaline conditions it can isomerise to an aldehyde form and give a weak positive. This is why "reducing sugars" includes fructose — but for exam purposes: aldehyde = positive, ketone = negative.
Other Oxidation Reactions (High-yield)
KMnO₄ (cold, dilute) or K₂Cr₂O₇/H₂SO₄: Oxidise aldehydes to carboxylic acids. Ketones resist these mild conditions.
Hot, concentrated KMnO₄: Cleaves ketones at the C=O — produces two carboxylic acids. (Exam: cleavage product predicts original structure.)
Ketone exception: Cyclic ketones (e.g., cyclohexanone) with hot KMnO₄ give a single dicarboxylic acid.
Test yourself — 5.6
• Which functional group tests positive with Tollens' reagent? → Aldehydes only (not ketones).
• What is the visible result of a positive Tollens' test? → Silver mirror on the inner wall of the test tube (Ag⁰ deposits).
• What colour change confirms a positive Fehling's test? → Deep blue → brick-red precipitate (Cu₂O).
• Why don't ketones test positive? → No H on carbonyl carbon; mild oxidants cannot oxidise them.
• What product forms when an aldehyde is oxidised? → Carboxylic acid (RCOOH).
5.7

Acetal & Hemiacetal Formation

Imagine an alcohol walking up to an aldehyde and shaking hands. They form a hemiacetal — a half-way product. If a second alcohol joins in and the first "hand" lets go (the OH leaves), you get an acetal. This two-step process is reversible: under aqueous acid, an acetal slowly breaks back into the aldehyde and two alcohol molecules.

More precisely: a hemiacetal has the formula R–CH(OH)(OR′). It has one OH and one OR group on the same carbon. Acetals are R–CH(OR′)₂ — two alkoxy groups, no OH, no carbonyl. The forward reaction (aldehyde → acetal) is catalysed by acid and driven by removal of water. The reverse (acetal → aldehyde) occurs in dilute aqueous acid — the acetal is simply hydrolysed.

This chemistry is not just a textbook curiosity. It is central to carbohydrate chemistry. When glucose cyclises from its open-chain form (with a free aldehyde) to its ring form, it forms a hemiacetal intramolecularly — the C-5 OH attacks the C-1 aldehyde. The resulting α and β anomers of glucose are simply different configurations of this hemiacetal carbon (called the anomeric carbon). Glycosidic bonds in disaccharides and polysaccharides are acetals — one OH of a second sugar attacks the hemiacetal, displacing water.

Hemiacetal formation (step 1) R–CHO + R′OH → R–CH(OH)(OR′)    [hemiacetal, reversible] Acetal formation (step 2, acid-catalysed) R–CH(OH)(OR′) + R′OH → R–CH(OR′)₂ + H₂O    [acetal, reversible] Hydrolysis (reverse, dilute acid) R–CH(OR′)₂ + H₂O → R–CHO + 2R′OH
Clinical — Acetals in Carbohydrates
The anomeric carbon of cyclic sugars (C-1 of aldoses, C-2 of fructose) is a hemiacetal carbon. Mutarotation — the gradual equilibration of α- and β-glucose in solution — is simply the hemiacetal opening and reforming. Glycosidic bonds (e.g., in sucrose, lactose, starch, glycogen) are acetals formed between the anomeric OH of one sugar and an OH of another. Acid hydrolysis of sucrose into glucose + fructose is an acetal hydrolysis reaction. This is why reducing sugars (free hemiacetal at C-1) test positive with Fehling's, while sucrose (a full acetal — no free hemiacetal) is non-reducing.
Hemiacetal vs Acetal — Identification
Hemiacetal: one carbon bears BOTH –OH and –OR. Has a free OH; mildly reactive.
Acetal: one carbon bears two –OR groups. No free OH; stable to base; hydrolysed by dilute acid.
Ketones form hemiketals and ketals (same chemistry, different names; less common but same principles).
Test yourself — 5.7
• What is the product of reacting one alcohol with one aldehyde? → Hemiacetal (one OH, one OR on same carbon).
• What is needed to push hemiacetal to acetal? → Second equivalent of alcohol + acid catalyst + removal of water.
• How is an acetal hydrolysed? → Dilute aqueous acid (reverses the reaction to give back aldehyde + 2 alcohols).
• What type of bond is the glycosidic bond in sucrose? → An acetal bond (full acetal — no free hemiacetal, hence non-reducing).
• What is the anomeric carbon in glucose? → C-1 — the carbon that was the aldehyde and now bears the hemiacetal OH after ring closure.
5.8

Aldol Condensation

The aldol reaction is how nature builds carbon chains. It is the reaction that plants use to assemble sugars and that your cells use in fatty acid synthesis. The key requirement is an α-hydrogen — a hydrogen sitting on the carbon immediately next to the carbonyl. In dilute base, that hydrogen is pulled off, generating a carbanion (called an enolate). The enolate is a nucleophile. It attacks the carbonyl of a second aldehyde or ketone molecule, forming a new C–C bond. The product is a β-hydroxy carbonyl compound — the "aldol" (both an aldehyde and an alcohol, hence the name).

The aldol product can then undergo elimination (dehydration) if heated. The β-OH and an α-H leave as water, forming an α,β-unsaturated carbonyl — a compound with a C=C conjugated with the C=O. This two-step process (aldol addition then dehydration) is called an aldol condensation. The product is thermodynamically stable because the double bond is conjugated with the carbonyl.

Aldol addition (base-catalysed, two molecules of CH₃CHO) 2 CH₃CHO + NaOH → CH₃CH(OH)CH₂CHO    [aldol product: 3-hydroxybutanal] Aldol condensation (addition + dehydration) CH₃CH(OH)CH₂CHO → CH₃CH=CHCHO + H₂O    [crotonaldehyde: α,β-unsaturated]
Requirements and Conditions
Requirement: at least one α-hydrogen (on the carbon next to C=O).
Base-catalysed: dilute NaOH or KOH, mild temperature → gives aldol product (reversible).
Acid-catalysed: acid generates enol (not enolate); same outcome.
Heat: drives dehydration of aldol → α,β-unsaturated carbonyl (condensation product).
Cross-aldol: two different carbonyl compounds; gives multiple products unless one has no α-H (e.g., benzaldehyde — must be the electrophile, not the nucleophile).
Clinical — Aldol in Biochemistry
Aldolase, the glycolytic enzyme, catalyses a reverse aldol reaction: it cleaves fructose-1,6-bisphosphate into DHAP and glyceraldehyde-3-phosphate. The condensation direction (building larger molecules) is used in the Calvin cycle (CO₂ fixation) and in ketone body synthesis. Understanding aldol logic helps explain how cells build and break carbon skeletons.
Test yourself — 5.8
• What is the prerequisite structural feature for an aldol reaction? → At least one α-hydrogen (H on carbon adjacent to the carbonyl).
• What type of intermediate forms in base-catalysed aldol? → Enolate ion (formed by removing the α-H with base).
• What type of compound is the aldol product? → A β-hydroxy carbonyl compound.
• What happens when the aldol product is heated? → Dehydration: the β-OH and an α-H leave as water, giving an α,β-unsaturated carbonyl.
• Name the biochemical enzyme that runs the reverse aldol. → Aldolase (in glycolysis, cleaves fructose-1,6-bisphosphate).
5.9

Iodoform Test

The iodoform test is one of the most specific tests in organic chemistry — it detects a very particular structural feature: a methyl group (CH₃) directly attached to a carbonyl. The reagent is iodine in alkaline solution (I₂ / NaOH, also written as I₂ / KOH). A positive result is an immediate yellow precipitate of iodoform (CHI₃), which also has a distinctive "antiseptic" smell (iodoform was historically used as an antiseptic).

The mechanism involves three successive iodinations of the methyl group, followed by cleavage of the C–C bond by hydroxide. The methyl ketone CH₃COR first gets all three H's on the methyl group replaced by I (forming CI₃COR), then OH⁻ attacks the carbonyl to break the C–CI₃ bond, releasing CHI₃ and the carboxylate RCOO⁻. The yellow CHI₃ precipitate confirms the presence of a methyl ketone.

Compounds that give a positive Iodoform test
Methyl ketones (CH₃COR): acetone, methyl ethyl ketone, acetophenone...
Acetaldehyde (CH₃CHO): the only aldehyde that tests positive (it also has a CH₃ next to C=O).
Ethanol (CH₃CH₂OH): oxidised in situ by I₂/NaOH to acetaldehyde, then positive.
Secondary alcohols of form CH₃CHOH–R: oxidised to methyl ketone in situ, then positive.
Negative: all other ketones and aldehydes (no CH₃ on the carbonyl).
Iodoform reaction (overall) CH₃COR + 3I₂ + 4NaOH → CHI₃↓ (yellow) + RCOONa + 3NaI + 3H₂O
Exam Trap
Acetaldehyde (CH₃CHO) is the ONLY aldehyde that gives a positive iodoform test. All other aldehydes have R–CHO structure with no CH₃ on the carbonyl carbon — they do NOT give CHI₃. Do not say "all aldehydes give iodoform test." Also: propan-2-ol (isopropanol) gives a positive test (it is CH₃CHOH–CH₃, oxidised to propan-2-one = acetone). Propan-1-ol does NOT (oxidises to propanal, which has no CH₃ on carbonyl).
Test yourself — 5.9
• What is the positive result of the iodoform test? → Yellow precipitate of CHI₃ (iodoform).
• What structural feature gives a positive iodoform test? → CH₃ directly attached to C=O (methyl ketones, acetaldehyde).
• Does acetaldehyde give iodoform test? → Yes — it is the only aldehyde that does.
• Does propan-1-ol give iodoform test? → No — it oxidises to propanal, which has no CH₃ on the carbonyl.
• Does ethanol give iodoform test? → Yes — it is oxidised in situ to acetaldehyde.
5.10

Cannizzaro Reaction

Most aldol and oxidation reactions require α-hydrogens — the hydrogen on the carbon next to the carbonyl. Benzaldehyde (C₆H₅CHO) has no α-carbon at all; formaldehyde (HCHO) has no α-carbon either. When you treat these aldehydes with concentrated NaOH, they cannot form an enolate and cannot undergo aldol. Instead, they do something unusual: they react with each other. One molecule acts as the oxidant (gets oxidised to a carboxylate), and the other acts as the reductant (gets reduced to an alcohol). This self-disproportionation is the Cannizzaro reaction.

Cannizzaro reaction (benzaldehyde, conc. NaOH) 2 C₆H₅CHO + NaOH → C₆H₅CH₂OH + C₆H₅COONa (one mol benzyl alcohol + one mol sodium benzoate) Cannizzaro reaction (formaldehyde) 2 HCHO + NaOH → CH₃OH + HCOONa (methanol + sodium formate)
Key Points
Requirement: aldehyde with NO α-hydrogen (benzaldehyde, formaldehyde, trimethylacetaldehyde).
Conditions: concentrated NaOH (not dilute).
Products: 50% alcohol + 50% carboxylate (equimolar disproportionation).
Cross-Cannizzaro: if two different no-α-H aldehydes, the one more susceptible to nucleophile (usually HCHO) gets oxidised; the other gets reduced to its alcohol.
Cannizzaro vs Aldol — Decision Rule
Conc. NaOH + aldehyde → ask: does it have α-hydrogens?
Yes (α-H present): dilute NaOH → aldol reaction
No (α-H absent): conc. NaOH → Cannizzaro reaction
Test yourself — 5.10
• What is the Cannizzaro reaction? → A self-disproportionation of an aldehyde with no α-H using conc. NaOH — gives one mol alcohol + one mol carboxylate.
• What condition makes an aldehyde undergo Cannizzaro instead of aldol? → No α-hydrogen (so enolate cannot form).
• Give two examples of aldehydes that undergo Cannizzaro. → Benzaldehyde (C₆H₅CHO) and formaldehyde (HCHO).
• Products of the Cannizzaro reaction of benzaldehyde + NaOH? → Benzyl alcohol (C₆H₅CH₂OH) + sodium benzoate (C₆H₅COONa).
🎓

Past-paper Drill — Aldehydes & Ketones

These questions reflect the types and difficulty of questions that appear in TMU past papers (2019–2022) for this topic. Work through them yourself before checking the answers.

1. An organic compound gives a silver mirror with Tollens' reagent but does NOT give a yellow precipitate with I₂/NaOH. What is the most likely functional group present?
Answer: Aldehyde (but NOT acetaldehyde — since it fails the iodoform test, it cannot be CH₃CHO; it is a longer-chain or substituted aldehyde such as propanal, butanal, or benzaldehyde).
2. Compound A gives a positive iodoform test and a negative Tollens' test. Compound B gives a positive Tollens' test and a negative iodoform test. Suggest likely compound types for A and B.
A: Methyl ketone (e.g., propanone, butanone) — positive iodoform (CH₃ on carbonyl), negative Tollens' (not an aldehyde). B: A non-methyl aldehyde (e.g., propanal, butanal) — positive Tollens' (aldehyde), negative iodoform (no CH₃ on carbonyl).
3. Write the product of: (a) propanone + NaBH₄; (b) pentanal + Tollens' reagent; (c) CH₃CHO + 2 CH₃OH / H⁺.
(a) Propan-2-ol (secondary alcohol — ketone reduced). (b) Pentanoic acid + silver mirror (aldehyde oxidised to carboxylic acid; Ag⁺ → Ag⁰). (c) CH₃CH(OCH₃)₂ + H₂O (acetal — dimethyl acetal of acetaldehyde).
4. What product(s) form when benzaldehyde is treated with concentrated NaOH?
Cannizzaro reaction: benzyl alcohol (C₆H₅CH₂OH) + sodium benzoate (C₆H₅COONa). Benzaldehyde has no α-H, so it cannot undergo aldol.
5. Draw the mechanism for the base-catalysed aldol reaction between two molecules of acetaldehyde and name the aldol product.
Step 1: NaOH removes the α-H from CH₃CHO → enolate ⁻CH₂CHO. Step 2: Enolate attacks carbonyl of second CH₃CHO → alkoxide intermediate. Step 3: Protonation → 3-hydroxybutanal (aldol product). Structure: CH₃CH(OH)CH₂CHO.
6. Compound X has MW = 58, gives positive Fehling's test, and a positive iodoform test. Identify X and explain each result.
X = acetaldehyde (CH₃CHO, MW 44) — wait, MW 58 doesn't fit. MW 58 with ketone: propanone (MW 58) — but propanone gives NEGATIVE Fehling's. MW 58 aldehyde: butanal (MW 72) — no. Recalculate: CH₃CHO = 44; butanal = 72. MW 58 with both positive tests: this could be a mixed question error, but if forced — no common compound fits both criteria exactly at MW 58. Most likely intended: compound with MW = 44 → acetaldehyde (CH₃CHO): positive Fehling's (aldehyde), positive iodoform (CH₃ on carbonyl).
7. (Reaction completion) Complete: cyclohexanone + NaBH₄ → ?
Cyclohexanol. NaBH₄ reduces the ketone C=O to an alcohol C–OH. Product is the secondary alcohol cyclohexanol.
Chapter 5 Master Mnemonic
"Aldehydes Are Oxidised, Ketones Keep Going"
• A = Aldehyde tests positive (Tollens', Fehling's, Benedict's)
• A = Aldol needs α-H
• O = Oxidised aldehydes → carboxylic acids
• K = Ketones resist mild oxidation
• K = Ketones → secondary alcohols on reduction

Iodoform positives: MACkEMethyl ketones, Acetaldehyde, CH₃CH(OH)R alcohols (oxidised in situ), Ethanol